Warship Wednesday, Jan. 22, 2025: The 80 Eightballs

Here at LSOZI, we take off every Wednesday for a look at the old steam/diesel navies of the 1833-1954 period and will profile a different ship each week. These ships have a life, a tale all their own, which sometimes takes them to the strangest places.- Christopher Eger

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Warship Wednesday, Jan. 22, 2025: The 80 Eightballs

Above we see the Lapwing-class “Old Bird” USS Penguin (Minesweeper # 33) underway off Shanghai, China, circa the late 1920s, following conversion for river gunboat service. Note the sampan in the foreground. She rescued 24 shipwrecked Japanese sailors some 85 years ago this week.

The favor would not be repaid a year later.

The Lapwings

When a young upstart by the name of Franklin D. Roosevelt came to the Navy Department in 1913 as Assistant Secretary of the Navy, he helped engineer one of the largest naval build-ups in world history. By the time the U.S. entered World War I officially in 1917, it may have been Mr. Wilson’s name in the role of Commander in Chief, but it was Mr. Roosevelt’s fleet.

One of his passions was the concept of the Great North Sea Mine Barrage, a string of as many as 400,000 (planned) sea mines that would shut down the Kaiser’s access once and for all to the Atlantic and save Western Europe (and its overseas Allies) from the scourge of German U-boats. A British idea dating from late 1916, the U.S. Navy’s Admiral Sims thought it was a bullshit waste of time but it was FDR’s insistence to President Wilson in the scheme that ultimately won the day.

While a fleet of converted steamships (and two old cruisers- USS San Francisco and USS Baltimore) started dropping mines in June 1918, they only managed to sow 70,177 by Armistice Day and accounted for a paltry two U-boats gesunken (although some estimates range as high as 8 counting unaccounted-for boats).

And the thing is, you don’t throw that many mines in international shipping lanes without having a plan to clean them up after the war (while having the bonus of using those mine countermeasures ships to sweep enemy-laid fields as well).

That’s where the 54 vessels of the Lapwing-class came in.

Inspired by large seagoing New England fishing trawlers, these 187-foot-long ships were large enough, at 965 tons full, to carry a pair of economical reciprocating diesel engines (or two Scotch boilers and one VTE engine) with a decent enough range to make it across the Atlantic on their own (though with a blisteringly slow speed of just 14 knots when wide open on trials.)

They could also use a sail rig to poke along at low speed with no engines, a useful trait for working in a minefield. Their two masts stood 73 feet high above the LWL.

While primarily built to sweep mines, their battery amounted to a pair of 3″/50 singles with 20 ready rounds in the chest on her superstructure deck and 200 below deck. Capable of landing a squad ashore as needed, the standard small arms locker for a Lapwing class sweeper included a single Lewis light machine gun, 10 rifles (M1903s), and five revolvers (likely M1917s).

Their electrical system included two 25 kW generators as well as a smaller oscillator and radio generator which powered two 24-inch searchlights, a submarine signal apparatus, a radio outfit as well as her lights. Deck machinery included three stern hoisting winches for sweeping gear, an anchor hoist, and towing engine, and a capstan engine. Small boats amounted to a 30-foot motor launch, a 28-foot whaleboat, and a 16-foot dingy, allowing a total capacity of carrying 82 persons. Their onboard workshop included a lathe, a shaper, and a drill press along with assorted hand tools.

Crew amounted to four officers, six CPOs, and 40 ratings.

The class leader, Lapwing, designated Auxiliary Minesweeper #1 (AM-1), was laid down at Todd in New York in October 1917 and another 53 soon followed. While five were canceled in November 1918, the other 48 were eventually finished– even if they came to the war a little late.

This leads us to the hero of our tale, the humble Penguin.

Meet Penguin

Our subject is the second U.S. Navy ship to carry the name of the Antarctic flightless bird.

The first was a 155-foot screw steamer armed with a quartet of 32-pounders and a single 12-pounder that served with distinction on the North Atlantic Blockading Squadron and along the Gulf of Mexico during the Civil War.

The second Penguin (Minesweeper No. 33) was laid down on 17 November 1917 at Elizabethport by the New Jersey Dry Dock & Transportation Co.; launched on 12 June 1918 and commissioned on 21 November 1918– just 10 days after the Armistice.

Sent to New York, she spent the next six months in minesweeping and salvage work for the Third Naval District.

Working the Barrage

Outfitted with “electrical protective devices,” Penguin set out for Scotland in late March 1919 to join the North Sea Minesweeping Detachment.

Beginning operations in June 1919, Penguin was on hand near Scapa Flow when the 72 ships of RADM Ludwig von Reuter’s interned former German High Seas Fleet elected to scuttle rather than have their ships turned over to the Allies. She raced to the scene to help save what could be kept above the waves.

In all, Penguin would spend four months plumbing the depths of the North Sea for mines. This included picking up damage in two different explosions. One of these, a mine going off in her kite, resulted in three days in the yard for repair. The second caused more extensive destruction that required her to be repaired at Chatham for a month.

Her repairs at Chatham were completed, and she set off back across the Atlantic with the tug USS Concord on October 31, sailing via the Azores.

For her dangerous service in the Barrage between 5 June and 30 September 1919, Penguin earned a Great War Victory Medal

Peacetime service

Once returning stateside, Penguin was transferred to the Pacific and laid up at Pearl Harbor on 1 June 1922.

With a need for shallow draft gunboats in the Asiatic Fleet to work China’s civil war-torn inland waterways during the country’s Warlord Era, Penguin landed her sweeping gear and, recommissioned 13 October 1923 along with sister USS Pigeon (AM-47), would spend the next seven years on China station ala “The Sand Pebbles.”

As related by her XO at the time, LT (later VADM) Felix L. Johnson, Penguin made it from Pearl to Shanghai with the help of rigged auxiliary sails, which were good for nine knots. Once there, things often got hairy.

From his oral history:

We spent the next two years steaming up and down the Yangtze, protecting missionaries when they had a rough time and looking after American rights. We could only go as far as Ichang, the foot of the gorges, where we began to strike the rapids. We had two little gunboats, the USS Palos (PG-16) and Monocacy (PG-20), which did the run further up from Ichang to Chungking. Some bandits and Chinese were beginning to take cracks at us. We put an armed guard, eight enlisted men, and one officer, on each American merchant ship running the 200–300 miles to Chungking. I’ve made the run many times,the first time I was ever fired on.

Another anecdote from Johnson:

This was the time of the Chinese warlords, and we were always afraid that Chiang So Lin, the warlord of the north, was going to come down and knock everything off the river. Wo Pei Fu was the other warlord. As long as they were suspicious of each other they did not bother us much. One time, the American Consul got word that a group was going to try to take over the consulate. Our Herman Barker took about 40 men, marched from the Standard Oil dock up to the consulate, and spent the night. Just a few shots were fired, but the next day Barker had to march backward all the way, a mile and one half to the dock, because the Chinese were following. The captain fired off a couple of the ship’s 3-inch guns, just up in the air. We never had anybody killed. The objective of the bandits was plunder.

For her tense China service, between June and July 1925, Penguin, along with the destroyers and gunboats Edsall, Elcano, Hart, Isbel, MacLeish, McCormack, Noa, Parrott, Peary, Pillsbury, Pope, Preble, Sacramento, Stewart, and Truxtun earned the (Shanghai) Expeditionary Medal.

She was stationed at Kluklang (near Hankow, now Wuhan) starting in February 1927 for several months, as the sole foreign naval presence in the city during the conflict between the Guomindang army and warlord Sun Chuanfan.

For her 13-month period patrolling along the broad and often very wild banks of the Yangtze River, between 26 September 1926 and 21 October 1927, Penguin’s officers and men aboard during that frame earned the Yangtze Service Medal.

The “Old Duck” Lifesaver

Her China service was taken over by newer and more purpose-built gunboats, and Penguin was reassigned to work out of Guam as the territory’s guard ship around 1930. Nicknamed the “Old Duck,” the reports of the Asiatic Fleet from the 1930s frequently note minor problems and mechanical issues with the aging gunboat.

As the Navy had opened mess attendant and steward positions to CHamoru volunteers– with some 700 authorized by 1941 (12 were killed at Pearl Harbor) it made sense for four of Penguin’s crew to be drawn from the local population.

Penguin proved a godsend to many on the sea around Guam during this quiet decade, patrolling the new transpacific air routes and shipping lanes.

Among those plucked from the waves were the 24 mariners of the 91-foot wooden hulled Japanese fishing schooner Daichs Saiho Maru (Seiho Maru No. 1) which wrecked– in a restricted area– on a reef off Guam’s southeast tip on 15 January 1940. Not sure if a fishing schooner needs a 24-member crew, but hey…

A week later, after negotiations by the Navy governor of Guam, Penguin transferred these survivors to the passing Japanese Nippon Yusen Kaisha (NYK) liner Suwa Maru after the Imperial Navy refused access to land them on nearby Saipan itself. Not weird.

Drums of War

With the march towards open combat in the Pacific, the forces on Guam, under Navy Capt. George Johnson McMillin (USNA 1911) as military governor, was sparse.

In the summer of 1940, two .50 caliber water-cooled machine guns were fitted to each AM (Penguin included) and DM in the Pacific Fleet, and Admiral Kimmel, in his 1941 report, recommended additional guns. He also noted that portable depth charge racks- that didn’t interfere with sweeping– each carrying eight ash cans, were being provided to the Mine Divisions.

To help out Penguin, the Navy in October 1941 shipped two “Yippee” yard boats, USS YP-16 and YP-17 to the island as deck cargo aboard the oiler USS Ramapo (AO-12). These were recycled Prohibition-era USCG “six-bitters,” 75-foot wooden hulled patrol boats (ex-CG-267 and ex-CG-275, respectively), each armed with light machine guns and crewed by eight men commanded by a CBM, augmented by four Chamorros. Both of these craft, along with the rest of the island, were seriously damaged in a typhoon in November.

The territory’s station ship, the 4,800-ton freighter USS Gold Star (AK-12), with much of her crew made up of Chamorros, natives of Guam, was in the Philippines in December 1941 on a regular inter-islands cargo run. A small 5,380-ton tanker, USS Robert L. Barnes (SP-3088), had been a fixture in Apra Harbor since 1920 where she had been used as a stationary oil storage vessel, towed every few years to Cavite for maintenance.

That’s it for afloat assets.

Still, the Navy, in June 1941, ordered Penguin to patrol off the Harbor entrance each night, a responsibility only occasionally alternated with the YP boats after October. This order came with a new skipper, the Old Duck’s 16th and final, LT James William Haviland (USNA 1925).

Ashore, a coastal defense battery of 6-inch guns that had been installed in 1909 to defend the station had been withdrawn due to budget cuts in the 1930s along with a Marine aviation unit.

This left 274 Navy personnel (including Penguin’s crew) between the Naval Yard at Piti, the Hospital (which had 70 Medical Corps personnel including five female nurses), and the radio stations at Agana and Libugon. A force of 150 Marines, barracked at Sumay under Lt. Col. William K. McNulty, which was not a combat unit. The Marines had the primary mission to train the recently formed 240-member territorial militia (the Guam Insular Force Guard) which had only been established in April 1941 and the local civilian police force (the Guam Insular Patrol).

Besides the revolver-equipped Insular Patrol, the Insular Guard was armed with just three Lewis guns, four Thompson submachine guns, six BARs, and 85 Springfield M1903 rifles which may have been just for drill purposes (perhaps early low-number ’03s that had been withdrawn by the War Department as unsafe) as several reportedly bore labels that said “Do not shoot. For training only.” There were no mortars, artillery pieces, or heavy machine guns available to the ashore forces. Nothing in a larger caliber than .30-06.

The improvements in the outlying U.S. Navy outposts around the Hawaiian islands from ADM Kimmel’s summer 1941 report, covering Palmyra Reef, Johnston Island, Wake, American Samoa, and Guam, painted a hopeful picture so long as the war could be put off until after 1943: 

With war warnings ramping up, the base evacuated its 104 civilian dependents aboard the steamer SS Henderson to San Francisco in October.

On 5 December 1941, the Navy signaled Capt. McMillin to begin burning his classified materials. At the same time, ADM Thomas C. Hart, the commander of the Asiatic Fleet, ordered Guam’s station ship, Gold Star, to delay sailing back to her homeport and instead remain in the Philippines.

It was clear no one expected Guam to hold if things went hot, and no one was coming in the short term to help them.

War!

As detailed post-war by Capt. McMillin:

0545, 8 December [local] 1941, a message was received which had been originated by the Commander in Chief, Asiatic fleet, to the effect that Japan had commenced hostilities by attacking Pearl Harbor, prior to a declaration of war.

This kickstarted the local plans which included standing up the Insular Guard, arresting known Japanese nationals (including three of eight infiltrators who recently arrived from Saipan), shutting down the navigational lights and beacons, and evacuating local civilians away from potential military targets.

Immediately post-Pearl Harbor, a group of 24 local American civilians on Guam, 17 of which were retired military, mustered into their own group and volunteered to help defend their home. Fighting with the Insular Guard, at least two would go on to perish in Japanese POW camps.

As Penguin, which was out on her regular nightly patrol, had a broken radio (!), one of the Yippie boats was sent out to warn them that a war was on but the minesweeper was already heading back in, with a third of the crew already departed the Old Duck on their way to Recreation Beach to make initial preparations for an afternoon beach party.

As told by a member of her crew, CBM Robert William O’Brien:

The beach had been frantically trying to radio us since early morning, but naturally, they couldn’t reach us, as we had no means of communication. We were still without it and would be until the end because our one and only radioman was in that first boatload of men already ashore. He had gone after spare parts.

Well, you can imagine our consternation. There we were, moored to a buoy right in the middle of the harbor with our boilers dead, as we had doused them upon arrival as we could see the repair barge on the way out from the little Navy Yard in Piti.

Raising steam and getting underway with a reduced crew and no radio, the scratch-and-dent Penguin broke out the ammo for her two water-cooled .50 cals and her two 3-inchers and was as ready as she could be when the first wave of Japanese bombers from Saipan arrived overhead at 0827.

At least one Japanese plane would turn back from Penguin, smoking, while Ensign Robert White, head of one of the gun crews, was killed. A trio of bombs landed so close as to open her seams. Soon, LT Haviland, her skipper, wounded, ordered the men to take to the boats and pull the plug on the Old Duck in 200 fathoms of water so that she couldn’t be salvaged.

“The ship was gallantly fought, but was soon in a sinking condition,” reported McMillian. “The ship was abandoned in a sinking condition and sank in deep water off Orote Point. There several men were injured, but all of the crew succeeded in getting ashore on life rafts, bringing Ensign White’s body with them.”

Then came the fight ashore. Penguin’s men– most of which had lost their shoes in the swim ashore– joined with the under-armed Marines, Insular Guards, and self-mobilized civilians to resist a force of Japanese that, unknown to them, would amount to nearly 6,000 infantry and Naval Special Landing Force members.

Weapons were scarce.

“I shared a .45 with seven other men,” said Chief O’Brian, who had caught shrapnel in the sinking of Penguin. “If I got it, number two took the gun; if he got it, number three took the gun, and so on.”

The ground combat, which began on the morning of the 10th, was sharp but soon over. Seven further Navy men– six from Penguin— were killed, with the men lost from the minesweeper executed on the beach they were defending.

From Chief O’Brien:

We were waiting for them when they approached Agana, and they had to give themselves away for a group of our Penguin men, six in all, had been established at the power plant. The power plant was on the beach and when they saw the Japanese moving up on the beach, instead of falling back to the Plaza a half mile inland, as had been their orders, they decided to attack the Japanese. They did, and the initial surprise worked well for a few minutes. They had one BAR with them and they moved down a good number. However…in moments they recovered from their surprise and killed all six of our boys quickly.

The Japanese showed their later-to-be-learned attitude by butchering these six so they were beyond recognition. Later one of the Fathers was permitted to take some CHamorus and bury them, and none could be identified, they were so badly mutilated.

The six Minemen killed on the beach:

• Ernst, Robert Walter, SM3c, 3812969, USN, USS Penguin
• Fraser, Rollin George, BM1c, 3110965, USN, USS Penguin
• Hurd, Seba Guarland, SM3c, 3371486, USN, USS Penguin
• O’Neill, Frank James, BM1c, 3282372, USN, USS Penguin
• Pineault, Leo Joseph, Cox, 2044461, USN, USS Penguin
• Schweighhart, John, GM1c, 2282954, USN, USS Penguin

Penguin altogether had 22 of her crew wounded in action– almost half her complement– between the attacks on their ship on the 8th, Japanese air attacks on Guam on the 9th, and the ground combat on the 10th.

Seven Navy bluejackets evaded initial capture and escaped into the jungle: four from the Agana Radio station– RM1c Albert Joseph Tyson and George Ray Tweed, YM1c Adolphe Yablonsky, and Chief Aerographer Luther Wilbur Jones; one from the Piti Naval Yard– CMM Malvern Hill Smoot; and two from Penguin, Chief Motor Machinist’s Mate Michael L. Krump and MM1c Clarence Bruce Johnston. All but Tweed were found during the Japanese occupation and beheaded, with Krump and Johnston holding out until October 1942, an amazing 10 months behind enemy lines.

The Insular Guard lost four killed and 22 wounded, almost all in the short 10 December ground battle.

MacNulty, the 49-year-old Marine barracks commander, was a fighter, having earned a Silver Sar in the Argonne in 1918 and the Navy Cross in Nicaragua in 1926. He lost a full one-third of his men (13 dead and 37 wounded) as casualties and probably would have gone down swinging an empty rifle if Capt. McMillin hadn’t ordered the surrender.

“I was captured in the Reception Room of my quarters about twenty minutes after the cease-firing signal. The leader of the squad of Japanese who entered my quarters required me to remove my jacket and trousers before marching me into the Plaza, where officers and men were being assembled, covered by machine guns,” said McMillin.

Forced to run a gauntlet of rifle butts, the surrendered Americans were forced to strip and lay face up in the sun until noon when they were herded indoors.

They had a whole new war ahead of them.

The POW chapter

Penguin, sunk in deep waters, escaped the Japanese as did Gold Star, which would survive the war carrying precious cargo throughout the South Pacific.

The old tanker Barnes, left strafed and abandoned, was pressed into Japanese service and, recovered at war’s end, was taken into British merchant service until 1949.

The Yippies, YP-16, and YP-17 were strafed by the Japanese and set to the torch by their crews.

In all, 487 people were taken prisoner of war on Guam in December 1941, according to research by Roger Mansell. They were shipped to Japan on 10 January 1942 aboard the transport Argentina Maru. This included not only the legitimate American military POWs but also 13 local Catholic clergy (two of whom were Spanish citizens), 11 Pan-American Airways employees, and six civilian sea cable employees.

At least 19 of the Guam POWs would perish over the next 3.5 years in captivity.

A handful (the nurses, Spanish clergy, a military wife, and her newborn baby) were repatriated in 1942.

The officers, medical corps POWs, and senior NCOs were largely sent at first to the Zentsuji “model camp” which was shown off to the International Red Cross.

A group of about 80 prisoners (at least 65 of which had been captured on Guam), considered by the Japanese to be hard cases, were made to work as stevedores on the docks at Osaka Camp No.1 “until they gave the guards so much trouble that they shipped them to a new camp at Hirohata in August 1943 where they acquired the nickname ‘The 80 Eightballs.”

These Eightballs included several men from Penguin.

Of the 55 men from Penguin that Mansell noted as surviving the Battle of Guam and becoming POWs, Capt. Sidney E. Seid, the captured U.S. Army Medical Corps officer at Hirohata, treated at least 10 of Penguin’s crew while at Hirohata for various ailments and injuries. One member of her crew, SK3c Robert Brown MacLean, died of pneumonia in 1944 while a POW.

In total, of the four officers and 60 enlisted among Penguin’s pre-war crew, including regulars, reservists, and Chamorro, 10 were killed in action, died in prison camps, or were executed by the Japanese. Those who survived– 22 of them wounded in action– earned every grain of their POW medals, spending even longer under the Empire’s locks than even the “Battling Bastards of Bataan.” At least one of the ship’s POWs, a young seaman, would suffer a complete mental breakdown and spend the rest of his long life in VA hospitals.

Chief O’Brien, who weighed 175 pounds going into the war, was down to 120 at the end of it.

During the last summer there, the ill effects of living on dried sweet potato vines and dock sweepings finally commenced showing up in a big way. Everyone seemed to be sick at once. The Japanese felt the same way about human beings as they did about their work animals; if sick, cut down the food. If they died… oh, well.

Penguin’s skipper, LT Haviland, was held at the Rokuroshi camp outside of Osaka. Liberated post-war, he was advanced to Captain and presented with a Silver Star. He retired as a rear admiral and passed in 1960 aged 55.

Both Capt. McMillin, the Naval Governor of Guam, and Marine Lt. Col MacNulty would survive the war in the camps as well. McMillin, liberated in August 1945 by Soviet paratroopers at Mukden in Manchuria, would go on to retire as a rear admiral in 1949, then go on to work as a postmaster before passing in 1983, aged 93. MacNulty, also held at the Rokuroshi, retired as a brigadier general in 1946 and passed in 1964, aged 72.

Epilogue

The Marines, with help from the Navy and Coast Guard, returned to liberate Guam in July 1944. RM1c George Tweed emerged from his cave, having evaded capture for 31 months.

The Navy recycled the name “Penguin” during WWII for the lead ship (ASR-12) of a class of submarine rescue and salvage vessels. Commissioned 29 May 1944. She spent a lengthy career working out of New London with the Second Fleet and Rota with the Sixth and, while she conducted hundreds of drills and dozens of tows, she gratefully was never called on to conduct rescue operations for an actual submarine disaster. She decommissioned in 1970.

Sadly, the Navy has been without a “Penguin” on the Navy List for the past half-century, and neither Haviland, McMillin, nor MacNulty have had a ship named in their honor. That should change.

Meminisse est ad Vivificandum – To Remember is to Keep Alive

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Ships are more than steel
and wood
And heart of burning coal,
For those who sail upon
them know
That some ships have a
soul.

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